Disclosure

• The Disclosure section should be easy to locate, preferably from the website's main navigation or footer.
• It must be updated regularly, especially complaint data and any regulatory changes.
• The disclosures must be in clear, unambiguous language.

Pl ensure that the following are incorporated in the Disclosures section:

• SEBI & Exchange Registration Details Of Bonanza
  • SEBI Registration number (e.g., INZ000xxxxxx)
  • Member ID with NSE, BSE, MCX, NCDEX (if applicable)
  • Segment-wise membership details
  • CIN, PAN, and GST numbers (as applicable
• Investor Charter (as per SEBI circular SEBI/HO/MIRSD/DOP/P/CIR/2021/675 dated Dec 2, 2021)
  Display the full Investor Charter for Stock Brokers
  Should include:
  • Services provided
  • Rights and obligations of investors
  • Dos and Don’ts
  • Grievance redressal mechanism
• Risk Disclosure Documents
• Complaints and Grievance Redressal (with a Link to grievance redressal policy)
• Policies and Procedures
• Conflict of Interest Disclosure
• Disclosures on Outsourced Activities if any)
• Cybersecurity & IT Systems Disclosures
• Statutory and Legal Disclaimers, including
  • A statement that “Investment in securities market is subject to market risks. Read all the related documents carefully before investing.”
  • Legal disclaimer limiting liability
  • Terms and Conditions of website use
• Link to SEBI Circulars or Guidelines (Optional but Good Practice) (relevant to investors)

Disclosure of Complaints/Grievance Redressal

As per SEBI Circular SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13th Aug 2020 Stock brokers are required to display on their web site:

• Number and nature of complaints
• Escalation matrix
• Link to SCORES (SEBI Complaints Redress System)

Statutory Disclosures:

• SEBI registration number and exchange membership details
• Terms and Conditions
• Privacy Policy
• Disclaimers for third-party products or links
• AML/CFT policy summary

Additionally, pl state:

“Investment in securities market is subject to market risks. Read all the related documents carefully before investing.”

This must be clearly visible on the homepage and other prominent sections.

As per SEBI circular SEBI/IMD/CIR No. 4/168230/09 and in line with our best practices, below are the details of the comparative commissions earned by Bonanza Portfolio Ltd. from various fund houses whose products we distribute:

• Details of scheme-level commissions for mutual funds are available with your Relationship Manager and will be provided on request.
• These rates are provided on a best-effort basis and are updated as and when actual rates are received from the respective AMCs (Asset Management Companies).